AMENDMENT #4 TO SCHEDULE 13G

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bqz61BYOKmBijv8NSJ3c73c0wUErI0GtiEfM6JRBxj89yv43W+ZgRiMRZErXdSZA deehMvdKe6GMTq4UxCrFhQ== 0001193125-04-014309.txt : 20040204 0001193125-04-014309.hdr.sgml : 20040204 20040204121800 ACCESSION NUMBER: 0001193125-04-014309 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040204 GROUP MEMBERS: FRONTENAC COMPANY LLC GROUP MEMBERS: FRONTENAC VI LIMITED PARTNERSHIP GROUP MEMBERS: JAMES E. COWIE GROUP MEMBERS: JAMES E. CRAWFORD III GROUP MEMBERS: JEREMY H. SILVERMAN GROUP MEMBERS: LAURA P. PEARL GROUP MEMBERS: MARTIN J. KOLDYKE GROUP MEMBERS: MARTIN LAIRD KOLDYKE GROUP MEMBERS: PAUL D. CARBERY GROUP MEMBERS: RODNEY L. GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPTIKA INC CENTRAL INDEX KEY: 0001014920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954154552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48917 FILM NUMBER: 04565631 BUSINESS ADDRESS: STREET 1: 7450 CAMPUS DR 2ND FLOOR STREET 2: STE 200 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 BUSINESS PHONE: 7195489800 MAIL ADDRESS: STREET 1: 7450 CAMPUS DR 2ND FLOOR STREET 2: STE 200 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 FORMER COMPANY: FORMER CONFORMED NAME: OPTIKA IMAGING SYSTEMS INC DATE OF NAME CHANGE: 19960520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRONTENAC VI LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000908082 IRS NUMBER: 363888823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 135 SOUTH LASALLE STREET STREET 2: SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122368044 MAIL ADDRESS: STREET 1: 135 SOUTH LASALLE STREET STREET 2: SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 SC 13G/A 1 dsc13ga.htm AMENDMENT #4 TO SCHEDULE 13G AMENDMENT #4 TO SCHEDULE 13G

Schedule 13G

SEC 1745

(02-02)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

Optika Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

683973101

(CUSIP Number)

8-15-03

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 14

CUSIP No. 683973101


1		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Frontenac VI Limited Partnership 36-3888823

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

150,267

6 SHARED VOTING POWER

7 SOLE DISPOSITIVE POWER

150,267

8 SHARED DISPOSITIVE POWER


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		PN

Page 2 of 14

CUSIP No. 683973101


2		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Frontenac Company LLC 36-3467755

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

150,267¹

6 SHARED VOTING POWER

7 SOLE DISPOSITIVE POWER

150,267¹

8 SHARED DISPOSITIVE POWER


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		LLC

Page 3 of 14

CUSIP No. 683973101


3		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Paul D. Carbery

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

6 SHARED VOTING POWER

150,267

7 SOLE DISPOSITIVE POWER

8 SHARED DISPOSITIVE POWER

150,267


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 4 of 14

CUSIP No. 683973101


4		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		James E. Cowie

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

6 SHARED VOTING POWER

150,267¹

7 SOLE DISPOSITIVE POWER

8 SHARED DISPOSITIVE POWER

150,267¹


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 5 of 14

CUSIP No. 683973101


5		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		James E. Crawford III

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

5,816

6 SHARED VOTING POWER

150,267¹

7 SOLE DISPOSITIVE POWER

5,816

8 SHARED DISPOSITIVE POWER

150,267¹


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		156,083¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.7%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 6 of 14

CUSIP No. 683973101


6		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Rodney L. Goldstein

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

6 SHARED VOTING POWER

150,267¹

7 SOLE DISPOSITIVE POWER

8 SHARED DISPOSITIVE POWER

150,267¹


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 7 of 14

CUSIP No. 683973101


7		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Martin J. Koldyke

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

4,477

6 SHARED VOTING POWER

150,267¹

7 SOLE DISPOSITIVE POWER

4,477

8 SHARED DISPOSITIVE POWER

150,267¹


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		154,744¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.7%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 8 of 14

CUSIP No. 683973101


8		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Martin Laird Koldyke

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

6 SHARED VOTING POWER

150,267¹

7 SOLE DISPOSITIVE POWER

8 SHARED DISPOSITIVE POWER

150,267¹


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 9 of 14

CUSIP No. 683973101


9		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Laura P. Pearl

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

6 SHARED VOTING POWER

150,267¹

7 SOLE DISPOSITIVE POWER

8 SHARED DISPOSITIVE POWER

150,267¹


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 10 of 14

CUSIP No. 683973101


10		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
		Jeremy H. Silverman

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
		(a) x
		(b) ¨

3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION

		UK

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER

6 SHARED VOTING POWER

150,267¹

7 SOLE DISPOSITIVE POWER

8 SHARED DISPOSITIVE POWER

150,267¹


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		150,267¹

10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		1.6%

12		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

Page 11 of 14

SCHEDULE 13G


Item 1.	Name of Issuer and Address.

	Issuer:		Optika, Inc.
			7450 Campus Drive
			Suite #200
			Colorado Springs, CO 80920

Item 2.	Identity and Background.

(a)	Name:	Frontenac VI Limited Partnership
		Frontenac Company LLC (general partner of Frontenac VI)
		James E. Cowie (member of Frontenac Company)
		Paul D. Carbery (member of Frontenac Company)
		James E. Crawford, III (member of Frontenac Company)
		Rodney L. Goldstein (member of Frontenac Company)
		Martin J. Koldyke (founder of Frontenac Company)
		M. Laird Koldyke (member of Frontenac Company)
		Laura P. Pearl (member of Frontenac Company)
		Jeremy H. Silverman (member of Frontenac Company)

(b)	Address:	135 S. LaSalle Street, Suite 3800
		Chicago, IL 60603

	Citizenship: See Item 4 of each of pages 2 to 11

(c)	Principal Business: Private Equity Investment Fund

(d)	Title of Class of Securities: Common Stock

(e)	CUSIP Number: 683973101

Item 3.	N/A

Item 4.	Ownership

	(a)	Amount Beneficially Owned: See Item 9 of each of pages 2-11 for the beneficial ownership of each member of the group, and footnote 1 below.

	(b)	Percent of Class: See Item 11 of each of pages 2-11 for the percent of class beneficially owned by each member of the group, and footnote 1 below.

	(c)	Number of shares as to which such person has:

		(i)	sole power to vote or direct the vote: See Item 5 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below.

		(ii)	shared power to vote or direct the vote: See Item 6 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below.

		(iii)	sole power to dispose or to direct the disposition of: See Item 7 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below.

		(iv)	shared power to dispose or to direct the disposition of: See Item 8 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below.

Page 12 of 14

Each of Frontenac Company, Mr. Carbery, Mr. Cowie, Mr. Crawford, Mr. Goldstein, Mr. Martin Koldyke, Mr. M. Laird Koldyke, Ms. Pearl and Mr. Silverman expressly declares that the filing of this Schedule 13G shall not be construed as an admission that such entity or person is, for purposes of Section 13(d) or Section 13(g), the beneficial owner of the securities of Issuer identified in this Schedule 13G.


Item 5.		Ownership of 5% or Less

		If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x

Item 6-10.		N/A

As of December 31, 2003, Frontenac VI Limited Partnership (“Frontenac VI”) is the beneficial and record holder of 150,267 common shares of the issuer. Frontenac Company LLC, as the general partner of Frontenac VI, has the sole power to direct the vote of and direct the disposition of the shares held by Frontenac VI. Mr. Carbery, Mr. Cowie, Mr. Crawford, Mr. Goldstein, Mr. M.J. Koldyke, Mr. M.L. Koldyke, Ms. Pearl and Mr. Silverman are members of Frontenac Company LLC, with the shared power to indirectly direct the voting of and the disposition of the common shares held by Frontenac VI.

Page 13 of 14

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 4, 2004

Frontenac VI Limited Partnership


By:		Frontenac Company LLC,
		its general partner

By:		/s/ Karen C. Fanelli
		Karen C. Fanelli, under power of attorney
		for Frontenac Company LLC

Frontenac Company LLC


By:		/s/ Karen C. Fanelli
		Karen C. Fanelli, under power of attorney
		for Frontenac Company LLC

/s/ Karen C. Fanelli
Karen C. Fanelli, Under Power of Attorney for:
		Paul D. Carbery
		James E. Cowie
		James E. Crawford, III
		Rodney L. Goldstein
		M. Laird Koldyke
		Martin J. Koldyke
		Laura P. Pearl
		Jeremy H. Silverman

Note:

The Power of Attorney forms shown above are incorporated by reference to the Form 3 filings filed on behalf of Frontenac VI Limited Partnership and the reporting persons related to Eagle River Interactive, Inc. in March 1996.

Page 14 of 14

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